Evaluations and Lessons Learned

Theory-Based Impact Evaluation

Principles and Practice

Calls for rigorous impact evaluation have been accompanied by the quest not just to find out what works but why. It is widely accepted that a theory-based approach, one that maps out the causal chain from inputs to outcomes and impact and tests the underlying assumptions, will shed light on the 'why' question. But application of a theory-based approach remains weak. This paper identifies six principles to successful application of the approach:

  1. map out the causal chain (programme theory);
  2. understand context;
  3. anticipate heterogeneity;
  4. rigorously evaluate impact using a credible counterfactual;
  5. conduct rigorous factual analysis; and
  6. use mixed methods.

Resource collections